Nancy J. Huggins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy June Huggins was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1978. Nancy had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 15, 2014 - January 12, 2015
ASPEN EQUITY PARTNERS, LLC
May 13, 2013 - November 6, 2013
J.P. MORGAN SECURITIES LLC
August 15, 2012 - February 15, 2013
WFG INVESTMENTS, INC.
June 14, 2011 - July 18, 2011
STONEX FINANCIAL INC.
June 24, 2009 - March 1, 2011
MORGAN JOSEPH TRIARTISAN LLC
May 1, 2007 - June 16, 2008
J.P. MORGAN SECURITIES LLC
May 3, 2005 - February 12, 2007
STANFORD GROUP COMPANY
June 19, 1995 - March 20, 1999
DRESDNER KLEINWORT WASSERSTEIN, LLC
April 4, 1994 - March 1, 1996
CREDIT SUISSE SECURITIES (USA) LLC
July 24, 1978 - March 1, 1996
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
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Exams
Current Firm
ASPEN EQUITY PARTNERS, LLC
CRD#: 104035 / SEC#: , 8-52491
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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