John P. Lockrey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Lockrey, who also goes by John P Lockrey, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 5 firms and has passed the Series 63, Series 7, Series 1, Series 24, Series 27, Series 26 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 1998 - March 12, 2002
MHA FINANCIAL CORP
September 26, 1985 - February 9, 1995
WFG SECURITIES CORPORATION
October 4, 1984 - September 10, 1985
NATIONAL SELECTED SECURITIES CORP.
March 7, 1980 - September 14, 1984
SUPENA-NYMAN INVESTMENT CORPORATION
July 21, 1978 - February 26, 1980
FPC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/12/1978
Registered Representative ExaminationCurrent Firm
MHA FINANCIAL CORP
CRD#: 7462 / SEC#: , 8-21836
Contact information
Regulatory assets under management
| Total Number of Accounts | 207 |
| AUM (Assets Under Management) | $ 85,836,784 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
