James A. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Brewer was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1978. James had worked at 12 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2015 - December 31, 2017
CONCORDE ASSET MANAGEMENT, LLC
October 28, 2015 - March 2, 2018
CONCORDE INVESTMENT SERVICES, LLC
August 5, 2010 - October 29, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
July 28, 2010 - October 29, 2015
J.P. TURNER & COMPANY, L.L.C.
December 16, 2008 - June 1, 2010
CREATIVE FINANCIAL DESIGNS, INC.
December 16, 2008 - June 1, 2010
CFD INVESTMENTS, INC.
January 1, 2000 - January 6, 2009
OSAIC FA, INC.
November 19, 1989 - April 24, 1990
OSAIC WEALTH, INC.
October 5, 1982 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 5, 1982 - May 31, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 5, 1982 - January 6, 2009
OSAIC FA, INC.
September 23, 1982 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
July 21, 1978 - October 5, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/13/1978
Registered Representative ExaminationCurrent Firm
CONCORDE ASSET MANAGEMENT, LLC
CRD#: 140367 / SEC#: 801-74519
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,207 |
| AUM (Assets Under Management) | $ 489,858,232 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
