MH
Michelle L. Hoesly
RESOURCE 1
Norfolk, VA 23510
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CRD#: 854704
MH
Professional summary
Michelle Louise Hoesly, who also goes by Michelle Louise Gibeault, Micki Hoesly, is a registered financial advisor currently at RESOURCE 1, INC. located in Norfolk, Virginia and CEROS FINANCIAL SERVICES, INC. located in Norfolk, Virginia.
Michelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Michelle has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michelle Louise Gibeault | Micki Hoesly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) MICHELLE HOESLY; INDEPENDENT RIA DOING BUSINESS AS "RESOURCE 1, INC." - 101 W MAIN ST, SUITE 370, NORFOLK, VA 23510 - INVESTMENT RELATED - PRESIDENT - START DATE 1-1-2000 - 70 HRS PER MO - 20 HRS PER MO DURING TRADING HRS - COMPENSATION FEE BASED - RESEARCH, MONITORING, DISCRETIONARY MONEY MANAGEMENT, AND TRADING (2) CAPITAL RESOURCES - 101 W MAIN ST, SUITE 370, NORFOLK, VA 23510 - DBA FOR INSURANCE (LIFE & HEALTH) SALES - NOT INVESTMENT RELATED - OWNER - START DATE 1-1-1981 - 5 HRS PER MONTH - 1 HR PER MO DURING TRADING HRS - COMPENSATION COMMISSIONS & FEES. (not actively using this DBA) (3) RESOURCE 1, INC. DYNAMIC ASSET ALLOCATION. OWNER-IA REP. 100% FEES. 1 1/2 HOURS PER DAY. (4) SPEAKING ENGAGEMENTS - 101 W MAIN ST, SUITE 370, NORFOLK, VA 23510 - NOT INVESTMENT RELATED - START DATE 1-1-1980 - 2 HRS PER MO - 0 HRS PER MO DURING TRADING HRS - FEE BASED COMPENSATION FOR MOTIVATIONAL AND INDUSTRY SPEAKER/FEE OR HONORARIUM. Michelle Hoesly,Is Not Investment Related,"999 Waterside Dr, Ste 435, Norfolk, VA, 23510, United States","Life, Health and Annuity Sales",Self Employed,6/1/1977,2 hours per month,1 hours per month during trading hours,Commission Compensation,"Broker life, health and annuities."
CRS (Client Relationship Summary) - RIA
Click below to view Michelle Louise Hoesly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 26, 2000 - Present
RESOURCE 1, INC.
Office #1: 999 Waterside Drive Suite 435, Norfolk, VA 23510RIA
CRD#: 115816
Norfolk, VA
Current
August 28, 2009 - Present
CEROS FINANCIAL SERVICES, INC.
Office #1: 999 Waterside Drive, Suite 435, Norfolk, VA 23510BD
CRD#: 37869
Norfolk, VA
Past
March 6, 2007 - August 31, 2009
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
NORFOLK, VA
Past
June 1, 2005 - March 12, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NORFOLK, VA
Past
July 18, 1978 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
NEW YORK, NY
Past
July 18, 1978 - June 1, 2005
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
R1
RESOURCE 1, INC.
HOESLY, MICHELLE LOUISE | RESOURCE ONE | RESOURCE 1, INC. | MICHELLE L HOESLY DBA RESOURCE ONE
CRD#: 115816 / SEC#: 801-123616
RIA
Registered Investment Advisory firm - (3/10/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(8/28/2009)
RR
District of Columbia(3/3/2011)
RR
Florida(8/28/2009)
RR
North Carolina(8/28/2009)
IAR
Texas(10/29/2018)
IAR
Virginia(5/26/2000)
RR
Virginia(8/28/2009)
RR
Wisconsin(8/28/2009)
IAR
Wisconsin(2/23/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/11/1978
Registered Representative ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
R1
RESOURCE 1, INC.
HOESLY, MICHELLE LOUISE | RESOURCE ONE | RESOURCE 1, INC. | MICHELLE L HOESLY DBA RESOURCE ONE
CRD#: 115816 / SEC#: 801-123616
RIA
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Contact information
Main Address
999 Waterside Dr Suite 435, Norfolk, VA 23510
Mailing Address
Phone number
(757) 616-0600
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 120,275,304 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 10/26/2018 |
Red Flags
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Company Information
RESOURCE 1, INC.
CRD#: 115816Norfolk, VA 23510TRUST BUT VERIFY
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Contact information
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