Theresa D. Oneill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Theresa Dale Oneill, CFP®, who also goes by Terry O'neill Nargiz, Terry Nargiz, Theresa Dale Nargiz, Terry Dale O'neill, was a registered financial professional .
Theresa is a previously registered financial professional and started their career in finance in 1978. Theresa had worked at 7 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
March 26, 1993 - November 1, 2022
THE HEADLANDS GROUP, INC
April 9, 1991 - December 15, 1995
PACIFIC HARBOR SECURITIES, INC.
November 20, 1990 - April 2, 1991
PAN-WEST CAPITAL CORP.
August 25, 1989 - November 24, 1990
FIRST AFFILIATED SECURITIES
January 7, 1987 - August 25, 1989
PFG SECURITIES, INC.
January 31, 1985 - January 14, 1987
PLANVEST CAPITAL CORPORATION
June 10, 1978 - February 11, 1985
EQUITEC SECURITIES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/25/1978
Registered Representative ExaminationCurrent Firm
THE HEADLANDS GROUP, INC
CRD#: 105630 / SEC#: 801-25385
Contact information
Regulatory assets under management
| Total Number of Accounts | 37 |
| AUM (Assets Under Management) | $ 78,392,552 |
Red Flags
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