Robert B. Morley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Byrkit Morley JR, who also goes by Robert B Morley Jr, Robert Byrrit Morley Jr., was a registered financial advisor .
Robert is a previously registered financial advisor and started their career in finance in 1978. Robert had worked at 5 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2010 - December 31, 2014
ROBERT BYRKIT MORLEY JR. (SOLE PROPRIETORSHIP)
April 28, 2004 - September 6, 2007
THE O.N. EQUITY SALES COMPANY
February 10, 2004 - March 1, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 12, 1994 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
January 12, 1994 - January 8, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 18, 1978 - December 14, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/10/1978
Registered Representative ExaminationCurrent Firm
ROBERT BYRKIT MORLEY JR. (SOLE PROPRIETORSHIP)
CRD#: 134443 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
