Keith E. Hamsher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Eugene Hamsher was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1978. Keith had worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2000 - November 8, 2022
INVESTMENTS FOR YOU, INC.
January 25, 1995 - February 23, 2000
AMVEST SECURITIES, INCORPORATED
July 12, 1978 - July 19, 1994
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 7/5/1978
Registered Representative ExaminationCurrent Firm
INVESTMENTS FOR YOU, INC.
CRD#: 29257 / SEC#: , 8-44179
Contact information
FINRA licenses (3 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BINGMAN, MAX CURTIS | PRESIDENT/CHIEF COMPLIANCE OFFICER | 1079183 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
