Stanley K. Sheppard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Kennard Sheppard, who also goes by Stan Sheppard, Stanley K Sheppard, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1978. Stanley had worked at 5 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 17, 2006 - September 12, 2013
SIMPLY MONEY ADVISORS
May 4, 2006 - December 31, 2016
OSAIC WEALTH, INC.
October 1, 2002 - May 4, 2006
AMERICAN GENERAL SECURITIES INCORPORATED
March 16, 1987 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
February 27, 1985 - February 9, 1987
TOWER SQUARE SECURITIES, INC.
July 12, 1978 - May 14, 1985
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 7/2/1978
Registered Representative ExaminationCurrent Firm
SIMPLY MONEY ADVISORS
CRD#: 106619 / SEC#: 801-49136
Contact information
Red Flags
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