Andrew F. Greitz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Frances Greitz JR, who also goes by Andrew Francis Greitz Jr, Andrew Francis Greitz, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 1978. Andrew had worked at 7 firms and has passed the Series 63, Series 5, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 1990 - April 8, 1991
FINANCIAL EQUITIES RESOURCES, INC.
August 15, 1989 - December 2, 1989
VANDERBILT SECURITIES, INC.
April 22, 1988 - September 1, 1989
HAMPTON SECURITIES, INC.
March 2, 1987 - January 28, 1988
BEURET & COMPANY, LTD.
January 12, 1984 - February 2, 1987
ROONEY, PACE INC.
March 15, 1979 - January 12, 1984
FINANCIAL SQUARE PARTNERS
June 1, 1978 - April 8, 1979
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/15/1981
Interest Rate Options ExaminationCurrent Firm
FINANCIAL EQUITIES RESOURCES, INC.
CRD#: 13810 / SEC#: , 8-29942
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
