Jonathan James Powell
Professional Summary
Jonathan James Powell, who also goes by Jon Powell, is a registered financial advisor currently at OBERLIN FINANCIAL INTERNATIONAL, LLC located in Bryan, Ohio. Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1978. Jonathan has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 15, Series 5, Series 7, Series 1, Series 9, Series 10, Series 8, Series 24, Series 39...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jon Powell
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
48 years in the financial services industry
Current & Past Employments
Current
Past
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Current Firm
OBERLIN FINANCIAL INTERNATIONAL, LLC
Contact Information
Main Address
208 North Lynn Street Po Box 711, Bryan, OH 43506Mailing Address
208 North Lynn Street Po Box 711, Bryan, OH 43506Phone Number
(419) 636-1141Established
Ohio since 12/04/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (15 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/29/2024)
(1/29/2024)
(1/25/2024)
(1/26/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 15 — Foreign Currency Options Examination
Passed May 1994Series 5 — Interest Rate Options Examination
Passed Mar 1994Series 1 — Registered Representative Examination
Passed Jun 1978Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Nov 1989Series 39 — Direct Participation Programs Principal Examination
Passed Feb 1981About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Dec 1980About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Jonathan James Powell's CRS (Customer Relationship Summary).
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