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JN

Jerome J. Nolan

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CRD#: 854439
JN

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jerome Joseph Nolan was a registered financial professional .

Jerome is a previously registered financial professional and started their career in finance in 1978. Jerome had worked at 11 firms and has passed the Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 7, 2000 - September 22, 2000

NEXT ADVISORS SECURITIES

BD
CRD#: 39282
SAN JOSE, CA
Past

May 20, 1998 - December 31, 1999

STOCK USA, INC.

BD
CRD#: 40687
EL CAJON, CA
Past

January 23, 1996 - July 15, 1998

SECURITIES AMERICA, INC.

BD
CRD#: 10205
LAVISTA, NE
Past

July 24, 1991 - January 17, 1996

BUTTONWOOD SECURITIES, INC.

BD
CRD#: 18420
NEW YORK, NY
Past

October 30, 1989 - July 3, 1991

KEOGLER, MORGAN & COMPANY, INC.

BD
CRD#: 16546
ATLANTA, GA
Past

November 3, 1988 - November 8, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

September 8, 1986 - November 3, 1988

CHRISTOPHER WEIL & COMPANY, INC

BD
CRD#: 6566
Past

July 10, 1980 - August 25, 1986

BMI FINANCIAL GROUP

BD
CRD#: 7926
Past

June 6, 1980 - August 3, 1980

RAY ESPOSITO & ASSOCIATES, INC.

BD
CRD#: 8047
Past

February 14, 1979 - December 15, 1979

PLANNED INVESTMENTS INC.

BD
CRD#: 5066
Past

July 12, 1978 - March 10, 1979

DAVE FRIES AND ASSOCIATES

BD
CRD#: 1917

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 1
Date: 6/29/1978
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/30/1979
General Securities Principal Examination

Current Firm

NA
NEXT ADVISORS SECURITIES
ATRADEUSA.COM | NEXT ADVISORS SECURITIES | NEXT ADVISORS INSURANCE SERVICES | KENNEDY SECURITIES, INC.

CRD#: 39282 / SEC#: , 8-48586

BD
Terminated by SEC on 12/28/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 07/20/2001
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
NEXT ADVISORS, INC.OWNER
BELL, GEORGE PATRICKCHIEF OPERATING OFFICER2233778
CARSON, WILLIAM HUGHFINOP722967
KABANEK, ELIZABETH JEANCCO,SROP,CROP864688

Disclosures

Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEXT ADVISORS SECURITIES

CRD#: 39282

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