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Jerome Joseph Nolan

CRD# 854439·Registered 1978 - 2000
Previously Registered: Being a previously registered professional could mean that Jerome is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jerome Joseph Nolan was a registered financial advisor. Jerome was a previously registered financial professional and started their career in finance 1978 - 2000. Jerome had worked at 11 firms and has passed the Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

NEXT ADVISORS SECURITIES·CRD# 39282
BD
San Jose, CA
January 7, 2000 - September 22, 2000
STOCK USA, INC.·CRD# 40687
BD
El Cajon, CA
May 20, 1998 - December 31, 1999
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
January 23, 1996 - July 15, 1998
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
July 24, 1991 - January 17, 1996
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
October 30, 1989 - July 3, 1991
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
November 3, 1988 - November 8, 1989
CHRISTOPHER WEIL & COMPANY, INC·CRD# 6566
BD
September 8, 1986 - November 3, 1988
BMI FINANCIAL GROUP·CRD# 7926
BD
July 10, 1980 - August 25, 1986
RAY ESPOSITO & ASSOCIATES, INC.·CRD# 8047
BD
June 6, 1980 - August 3, 1980
PLANNED INVESTMENTS INC.·CRD# 5066
BD
February 14, 1979 - December 15, 1979
DAVE FRIES AND ASSOCIATES·CRD# 1917
BD
July 12, 1978 - March 10, 1979

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Current Firm

NA
NEXT ADVISORS SECURITIES

ATRADEUSA.COM | NEXT ADVISORS SECURITIES | NEXT ADVISORS INSURANCE SERVICES | KENNEDY SECURITIES, INC.

CRD#: 39282 / SEC#: 8-48586
BD
Terminated by SEC on 12/28/2002

Contact Information

Established

Delaware since 07/20/2001

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
NEXT ADVISORS, INC.OWNER—
BELL, GEORGE PATRICKCHIEF OPERATING OFFICER2233778
CARSON, WILLIAM HUGHFINOP722967
KABANEK, ELIZABETH JEANCCO,SROP,CROP864688

Disclosures

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jun 1978

Series 24 — General Securities Principal Examination

Passed Aug 1979About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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