Marlan W. Vanveldhuizen
Professional summary
Marlan Wayne Vanveldhuizen is a registered financial professional currently at WORTH FINANCIAL GROUP INC. located in San Antonio, Texas.
Marlan is registered as a RR (Registered Representative) and started their career in finance in 1978. Marlan has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marlan Wayne Vanveldhuizen's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2002 - Present
WORTH FINANCIAL GROUP INC.
Office #1: 8546 Broadway St Ste 116, San Antonio, TX 78217July 20, 1994 - September 5, 2002
RUSHMORE SECURITIES CORPORATION
April 4, 1990 - July 15, 1994
NORTH AMERICAN MANAGEMENT, INC.
January 1, 1990 - March 12, 1990
PRIMARY FUNDING CORPORATION
September 16, 1982 - November 30, 1989
PFS INVESTMENTS INC.
January 30, 1980 - January 5, 1982
ENTERPRISE FUND DISTRIBUTORS, INC.
July 12, 1978 - September 3, 1979
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/2/2019)
(6/22/2004)
(9/27/2002)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 7/8/1978
Registered Representative ExaminationFINRA
Current Firm
WORTH FINANCIAL GROUP INC.
CRD#: 13478 / SEC#: , 8-29827
Contact information
FINRA licenses (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 2,539,237 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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