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Anthony C. Debruyn

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CRD#: 854372
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Charl Debruyn, who also goes by Tony Debruyn, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 1978. Anthony had worked at 6 firms and has passed the SIE, Series 7 and Series 1 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tony Debruyn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 10, 2018 - August 22, 2022

SOUTHERN WEALTH SECURITIES, LLC

BD
CRD#: 291005
DALLAS, TX
Past

July 13, 2001 - October 1, 2018

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
DALLAS, TX
Past

January 2, 1995 - August 24, 2005

CAPITAL PLAN ADVISORS, INC.

RIA
CRD#: 114442
DALLAS, TX
Past

March 1, 1988 - July 16, 2001

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

July 19, 1985 - March 15, 1988

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

September 7, 1983 - July 9, 1985

CMS INVESTMENT RESOURCES, LLC

BD
CRD#: 10102
Past

July 6, 1978 - September 6, 1983

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/27/1978
Registered Representative Examination

Current Firm


SW
SOUTHERN WEALTH SECURITIES, LLC
SOUTHERN WEALTH SECURITIES, LLC

CRD#: 291005 / SEC#: , 8-70048

BD
Terminated by SEC on 08/25/2024
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Contact information


Main Address
Mailing Address
Phone number
Established
Texas since 09/09/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
SOUTHERN WEALTH MANAGEMENT LLPOWNER134714
GILE, THOMAS SAMUELCEO2271184
SADZEWICZ, GERY JOSEPHCCO/FINOP1090963

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOUTHERN WEALTH SECURITIES, LLC

CRD#: 291005

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