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David W. Demming
DEMMING FINANCIAL SERVICES
AURORA, OH 44202
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CRD#: 854343
DD
Professional summary
David William Demming, CFP® is a registered financial advisor currently at DEMMING FINANCIAL SERVICES CORP. located in Aurora, Ohio.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. David has worked at 8 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
"NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC.
INVESTMENT RELATED: YES
ADDRESS: SAME AS BRANCH OFFICE
NATURE OF BUSINESS: INDEPENDENT RIA
POSITION/TITLE/RELATIONSHIP: REGISTERED INVESTMENT ADVISER REP
START DATE: 9/11/1981
# HOURS SPENT ON THIS ACTIVITY / MONTH: 160
# HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT):
DESCRIPTION OF DUTIES: MANAGES CLIENT ASSETS AND PREPARES FINANCIAL PLANS
"
NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC.
INVESTMENT RELATED: YES
ADDRESS: SAME AS BRANCH OFFICE
NATURE OF BUSINESS: INSURANCE
POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT
START DATE: 09/11/1981
# HOURS SPENT ON THIS ACTIVITY / MONTH: 2
# HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT):
DESCRIPTION OF DUTIES: SELLS AND SERVICES LIFE, LONG TERM CARE AND DISABILITY INSURANCE
NAME OF BUSINESS: DEMMING FINANCIAL SERVICES, INC.
INVESTMENT RELATED: NO
ADDRESS: SAME AS BRANCH OFFICE
NATURE OF BUSINESS: MORTGAGE RELATED SERVICES
POSITION/TITLE/RELATIONSHIP: LOAN ORIGINATOR
START DATE: 1994
# HOURS SPENT ON THIS ACTIVITY / MONTH: 4
# HOURS SPENT ON THIS ACTIVITY DURING TRADING HOURS (IF DIFFERENT):
DESCRIPTION OF DUTIES: INTRODUCES CLIENTS TO MORTGAGE BROKER
CRS (Client Relationship Summary) - RIA
Click below to view David William Demming's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1985
Experience
Current
January 1, 2000 - Present
DEMMING FINANCIAL SERVICES CORP.
Office #1: 13 New Hudson Rd., Aurora, OH 44202RIA
CRD#: 120106
AURORA, OH
Past
January 6, 2000 - September 3, 2013
COORDINATED CAPITAL SECURITIES, INC.
RIA
CRD#: 14762
AURORA, OH
Past
March 16, 1987 - September 3, 2013
COORDINATED CAPITAL SECURITIES, INC.
BD
CRD#: 14762
AURORA, OH
Past
August 15, 1985 - March 20, 1987
AMERICAN PACIFIC SECURITIES CORPORATION
BD
CRD#: 5003
Past
June 12, 1980 - August 20, 1985
UNIVERSAL HERITAGE INVESTMENTS CORPORATION
BD
CRD#: 32
Past
April 20, 1979 - July 10, 1980
PW SECURITIES, INC.
BD
CRD#: 6775
Past
July 17, 1978 - May 24, 1979
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
July 17, 1978 - May 24, 1979
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
July 17, 1978 - May 24, 1979
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DF
DEMMING FINANCIAL SERVICES CORP.
DEMMING FINANCIAL SERVICES CORP.
CRD#: 120106 / SEC#: 801-69410
RIA
Registered Investment Advisory firm - (7/23/2008 Approved)Ohio
Registered Investment Advisory firm - (9/4/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(1/1/2000)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 7/8/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
DF
DEMMING FINANCIAL SERVICES CORP.
DEMMING FINANCIAL SERVICES CORP.
CRD#: 120106 / SEC#: 801-69410
RIA
Registered Investment Advisory firm - (7/23/2008 Approved)Ohio
Registered Investment Advisory firm - (9/4/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13 New Hudson Road, Aurora, OH 44202
Mailing Address
Phone number
(330) 562-2122
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,228 |
| AUM (Assets Under Management) | $ 675,718,034 |
Red Flags
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