Jordan P. Zaro
Professional summary
Jordan Paul Zaro was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jordan is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Jordan had worked at 7 firms, which includes RIVERSIDE SECURITIES INC., GIBRALTAR INVESTMENTS INC., VANGUARD CAPITAL, FIRST AFFILIATED SECURITIES INC., MOSELEY SECURITIES CORPORATION, CIBC WORLD MARKETS CORP., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 1991 - March 5, 2009
RIVERSIDE SECURITIES, INC.
January 2, 1991 - May 13, 1991
GIBRALTAR INVESTMENTS, INC.
July 31, 1989 - April 3, 1991
VANGUARD CAPITAL
June 4, 1984 - February 25, 1989
FIRST AFFILIATED SECURITIES, INC.
April 12, 1983 - May 21, 1984
MOSELEY SECURITIES CORPORATION
October 17, 1980 - June 14, 1983
CIBC WORLD MARKETS CORP.
July 6, 1978 - November 10, 1980
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/19/1981
Interest Rate Options ExaminationCurrent Firm
RIVERSIDE SECURITIES, INC.
CRD#: 15005 / SEC#: , 8-31528
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZARO, JORDAN PAUL | PRESIDENT, CFO, CHIEF COMPLIANCE OFFICER | 854313 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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