Roger D. Mcclammer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roger David Mcclammer was a registered financial professional .
Roger is a previously registered financial professional and started their career in finance in 1986. Roger had worked at 7 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 20, 2017 - July 17, 2019
AMERICAN EQUITY INVESTMENT CORPORATION
February 4, 2013 - September 11, 2015
AMERICAN EQUITY INVESTMENT CORPORATION
November 14, 2003 - December 31, 2012
CFD INVESTMENTS, INC.
February 23, 2001 - October 30, 2003
BLUE VASE SECURITIES, LLC
February 3, 2000 - January 16, 2001
SPECTRUM INVESTMENT SERVICES, INC.
March 24, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
March 24, 1986 - January 29, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
March 24, 1986 - January 29, 1998
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/27/1978
Registered Representative ExaminationCurrent Firm
AMERICAN EQUITY INVESTMENT CORPORATION
CRD#: 40199 / SEC#: , 8-49078
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEOPLES, TIMOTHY ERIC | PRESIDENT / CHIEF COMPLIANCE OFFICER | 1026456 |
Red Flags
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