Robert A. Baird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Atkinson Baird IV, who also goes by Rob Baird, Robert Atkinson Baird, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 5 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 52TO, SIE, Series 50, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2021 - March 27, 2025
FOCUS SECURITIES LLC
April 2, 2012 - January 16, 2019
RAYMOND JAMES & ASSOCIATES, INC.
April 2, 2012 - January 16, 2019
RAYMOND JAMES & ASSOCIATES, INC.
January 28, 2004 - October 11, 2013
MORGAN KEEGAN & COMPANY, LLC
February 22, 1979 - October 11, 2013
MORGAN KEEGAN & COMPANY, LLC
September 26, 1978 - February 22, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 3, 1978 - February 22, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
