Suzanne J. Zercher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suzanne Jane Zercher, who also goes by Suzanne Jane Raffensperger, was a registered financial professional .
Suzanne is a previously registered financial professional and started their career in finance in 1978. Suzanne had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 1991 - December 31, 1991
SMITH, BENTON & HUGHES, INC.
January 2, 1991 - April 11, 1991
TITAN/VALUE EQUITIES GROUP, INC.
March 9, 1984 - October 17, 1990
R.B. MARICH, INC.
July 8, 1982 - March 22, 1984
WALFORD, DEMARET & CO., INC.
February 10, 1982 - June 9, 1982
OTC NET INCORPORATED
December 12, 1979 - February 22, 1982
WALFORD, DEMARET & CO., INC.
July 3, 1978 - December 30, 1979
AMERICAN WESTERN SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH, BENTON & HUGHES, INC.
CRD#: 20877 / SEC#: , 8-38535
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
