Daniel S. Collins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Scott Collins, who also goes by Danny Collins, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1978. Daniel had worked at 12 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2012 - November 11, 2013
CONCORDE INVESTMENT SERVICES, LLC
November 23, 2009 - December 31, 2012
ONYX WEALTH ADVISORS, INC.
November 12, 2009 - May 29, 2012
CAMBRIDGE LEGACY SECURITIES L.L.C.
January 6, 2005 - October 1, 2009
FIRST ALLIED SECURITIES, INC.
June 23, 2003 - October 1, 2009
FIRST ALLIED SECURITIES, INC.
August 30, 1996 - June 24, 2003
CAPITOL SECURITIES MANAGEMENT, INC.
December 19, 1992 - March 22, 1996
PRINCIPAL SECURITIES, INC.
December 11, 1991 - December 14, 1992
OSAIC FS, INC.
July 3, 1990 - April 23, 1991
GUARDIAN INVESTOR SERVICES LLC
December 5, 1985 - June 20, 1990
TOWER SQUARE SECURITIES, INC.
November 27, 1984 - February 24, 1986
HIMCO DISTRIBUTION SERVICES COMPANY
July 13, 1982 - December 12, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
July 3, 1978 - May 26, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/14/1978
Registered Representative ExaminationCurrent Firm
CONCORDE INVESTMENT SERVICES, LLC
CRD#: 151604 / SEC#: , 8-68388
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CONCORDE HOLDINGS INC. | OWNER / MANAGING MEMBER | |
| ARNOLD, AMY PERRYMAN | CHIEF DUE DILIGENCE OFFICER | 3037672 |
| DELONGCHAMP, DANIELLE LEIGH | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4901901 |
| GAKENHEIMER, JOHN HERBERT | REGISTERED OPTIONS PRINCIPAL, MUNICIPAL SECURITIES PRINCIPAL | 810171 |
| HOFER, KATHLEEN ANN | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 1087639 |
| LOBERG, NICHOLAS | DIRECTOR OF BROKERAGE OPERATIONS | 6778518 |
| MCMURRY, KEITH | CHIEF OPERATIONS OFFICER | 5647966 |
| STACEY, JENNIFER LEIGH | CHIEF COMPLIANCE OFFICER | 2536581 |
| WOOLSON, NICOLE RENEE | DIRECTOR OF COMPLIANCE | 3143232 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
