Benjamin W. Murray
Professional summary
Benjamin W Murray is a registered financial advisor currently at MIDWEST FINANCIAL ASSOCIATES, INC. located in Rockford, Illinois.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Benjamin has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin W Murray's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 1, 2021 - Present
MIDWEST FINANCIAL ASSOCIATES, INC.
Office #1: 4615 E State Street Suite 102, Rockford, IL 61108October 31, 2008 - October 20, 2021
OSAIC SERVICES, INC.
October 1, 2002 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
July 3, 1978 - October 1, 2002
AMERICAN GENERAL EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(11/1/2021)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 6/25/1978
Registered Representative ExaminationCurrent Firm
MIDWEST FINANCIAL ASSOCIATES, INC.
CRD#: 158573 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 99,600,932 |
Red Flags
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Company Information
MIDWEST FINANCIAL ASSOCIATES, INC.
CRD#: 158573Rockford, IL 61108TRUST BUT VERIFY
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