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Douglas Irwin Cerny

CRD# 854046·Registered 1978 - 2000
Barred: Douglas Irwin Cerny was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Douglas Irwin Cerny, who also goes by Douglas I Cerny, was a registered financial advisor. Douglas was a previously registered financial professional and started their career in finance 1978 - 2000. Douglas had worked at 9 firms and has passed the Series 7 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Douglas I Cerny

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

NEXT ADVISORS INC.·CRD# 14612
BD
Garfield Heights, OH
October 13, 1997 - June 19, 2000
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
El Segundo, CA
April 27, 1992 - October 20, 1994
OSAIC WEALTH, INC.·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - April 24, 1992
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
December 7, 1988 - November 19, 1989
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
Minneapolis, MN
January 18, 1984 - December 24, 1986
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
January 18, 1984 - December 15, 1988
HORNOR, TOWNSEND & KENT, LLC·CRD# 4031
BD
August 11, 1983 - February 6, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - January 1, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
July 3, 1978 - September 26, 1978

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Current Firm

NA
NEXT ADVISORS INC.

1ST CLEVELAND SECURITIES CORP | NEXT ADVISORS INC. | NEXT ADVISORS | DAPCO SECURITIES, INC. | 1ST CLEVELAND SECURITIES CORPORATION

CRD#: 14612 / SEC#: 8-30922
BD
Terminated by SEC on 02/20/2001

Contact Information

Established

Ohio since 12/17/1992

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
1ST CLEVELAND HOLDINGS, INC.SHAREHOLDER—
BELL, GEORGE PATRICKDIRECTOR2233778
ELSMORE, GARY WILLIAMCEO1212378

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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