James Mccurry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Mccurry, who also goes by Jim Mccurry, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1978. James had worked at 6 firms and has passed the Series 63, Series 7, Series 27, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 1988 - June 9, 1993
THE BIEDENHARN INVESTMENT GROUP, INC.
February 15, 1988 - March 4, 1988
LEHMAN BROTHERS INC.
February 11, 1985 - February 15, 1988
E. F. HUTTON & COMPANY INC
September 30, 1983 - February 14, 1985
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1978 - October 11, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BIEDENHARN INVESTMENT GROUP, INC.
CRD#: 21332 / SEC#: , 8-38852
Contact information
Documents
Red Flags
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