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Robert Ely Tucker

PROFESSIONAL FINANCIAL SERVICES
Venice, FL
·CRD# 853635·48 years experience

Professional Summary

Robert Ely Tucker, who also goes by Bob Tucker, is a registered financial advisor currently at PROFESSIONAL FINANCIAL SERVICES, INC. located in Venice, Florida and LPL FINANCIAL LLC located in Reston, Virginia. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 1...

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bob Tucker

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

Email

xxxxx@xxxx.xxx

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years in the financial services industry

Current & Past Employments

PROFESSIONAL FINANCIAL SERVICES, INC.·CRD# 104527
RIA
1. Venice, FL2. Reston, VA
October 9, 1987 - Present
LPL FINANCIAL LLC·CRD# 6413
RIA
BD
1. Reston, VA2. Venice, FL
May 1, 2025 - Present
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
Boston, MA
March 11, 1993 - August 22, 1997
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Reston, VA
January 5, 1993 - May 1, 2025
KEOGLER, MORGAN & COMPANY, INC.·CRD# 16546
BD
Atlanta, GA
February 27, 1989 - January 4, 1993
JOHN HANCOCK DISTRIBUTORS LLC·CRD# 5249
BD
June 23, 1978 - March 7, 1989

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Current Firm

PF
PROFESSIONAL FINANCIAL SERVICES, INC.

PROFESSIONAL FINANCIAL SERVICES, INC.

CRD#: 104527
District of Columbia
Registered Investment Advisory firm - District of Columbia (11/13/2000 Approved)
Florida
Registered Investment Advisory firm - Florida (2/24/2023 Approved)
Maryland
Registered Investment Advisory firm - Maryland (10/5/1990 Approved)
South Carolina
Registered Investment Advisory firm - South Carolina (6/25/2024 Approved)
Virginia
Registered Investment Advisory firm - Virginia (7/17/1987 Approved)

Contact Information

Main Address

Reston, VA

Phone Number

(703) 391-0299

# of Employees

2

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 05/01/2025 - Professional Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/01/1983 - 15 Hrs/Mth - 15 Hrs During Trading. 2) 05/01/2025 - Professional Financial Services, Inc. - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/26/1983 - 70 Hrs/Mth - 70 Hrs During Trading. 3) 05/07/2025 - Professional Financial Services, Inc - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/26/1983 - 75 Hrs/Mth - 75 Hrs During Trading - I provide investment advisory services through Professional Financial Services, Inc., an independent investment advisor firm. I started this business activity in 07/1983. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(1/21/2026)
RR
California
(5/1/2025)
RR
Colorado
(5/1/2025)
RR
Connecticut
(5/1/2025)
IAR
District of Columbia
(11/13/2000)
RR
District of Columbia
(5/1/2025)
IAR
Florida
(2/24/2023)
RR
Florida
(5/2/2025)
RR
Georgia
(5/1/2025)
RR
Illinois
(8/19/2025)
RR
Louisiana
(5/1/2025)
RR
Maine
(8/15/2025)
IAR
Maryland
(3/23/2022)
RR
Maryland
(5/1/2025)
RR
North Carolina
(5/1/2025)
RR
Pennsylvania
(5/1/2025)
IAR
South Carolina
(6/25/2024)
RR
South Carolina
(5/1/2025)
RR
Texas
(5/22/2025)
IAR
Virginia
(10/9/1987)
RR
Virginia
(5/1/2025)
RR
Washington
(5/1/2025)
RR
West Virginia
(5/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Sep 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Jun 1978
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Ely Tucker's CRS (Customer Relationship Summary).

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