RT
Robert E. Tucker
PROFESSIONAL FINANCIAL SERVICES
Venice, FL
Some features on this profile are disabled
CRD#: 853635
RT
Professional summary
Robert Ely Tucker, who also goes by Bob Tucker, is a registered financial advisor currently at PROFESSIONAL FINANCIAL SERVICES, INC. located in Venice, Florida and LPL FINANCIAL LLC located in Reston, Virginia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Tucker
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/01/2025 - Professional Financial Services, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:07/01/1983 - 15 Hrs/Mth - 15 Hrs During Trading. 2) 05/01/2025 - Professional Financial Services, Inc. - Not Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:07/26/1983 - 70 Hrs/Mth - 70 Hrs During Trading. 3) 05/07/2025 - Professional Financial Services, Inc - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:07/26/1983 - 75 Hrs/Mth - 75 Hrs During Trading - I provide investment advisory services through Professional Financial Services, Inc., an independent investment advisor firm. I started this business activity in 07/1983. I expect to spend approximately 75 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Ely Tucker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 1987 - Present
PROFESSIONAL FINANCIAL SERVICES, INC.
RIA
CRD#: 104527
Venice, FL
Current
May 1, 2025 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
RESTON, VA
Past
March 11, 1993 - August 22, 1997
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Past
January 5, 1993 - May 1, 2025
GROVE POINT INVESTMENTS, LLC
BD
CRD#: 1763
RESTON, VA
Past
February 27, 1989 - January 4, 1993
KEOGLER, MORGAN & COMPANY, INC.
BD
CRD#: 16546
ATLANTA, GA
Past
June 23, 1978 - March 7, 1989
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/1/2025)
RR
Colorado(5/1/2025)
RR
Connecticut(5/1/2025)
IAR
District of Columbia(11/13/2000)
RR
District of Columbia(5/1/2025)
IAR
Florida(2/24/2023)
RR
Florida(5/2/2025)
RR
Georgia(5/1/2025)
RR
Illinois(8/19/2025)
RR
Louisiana(5/1/2025)
RR
Maine(8/15/2025)
IAR
Maryland(3/23/2022)
RR
Maryland(5/1/2025)
RR
North Carolina(5/1/2025)
RR
Pennsylvania(5/1/2025)
IAR
South Carolina(6/25/2024)
RR
South Carolina(5/1/2025)
RR
Texas(5/22/2025)
IAR
Virginia(10/9/1987)
RR
Virginia(5/1/2025)
RR
Washington(5/1/2025)
RR
West Virginia(5/1/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/20/1978
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
PF
PROFESSIONAL FINANCIAL SERVICES, INC.
PROFESSIONAL FINANCIAL SERVICES, INC.
CRD#: 104527 / SEC#:
District of Columbia
Registered Investment Advisory firm - (11/13/2000 Approved)Florida
Registered Investment Advisory firm - (2/24/2023 Approved)Maryland
Registered Investment Advisory firm - (10/5/1990 Approved)South Carolina
Registered Investment Advisory firm - (6/25/2024 Approved)Virginia
Registered Investment Advisory firm - (7/17/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Reston, VA
Mailing Address
Phone number
(703) 391-0299
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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