Michael F. Dawson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Dawson, who also goes by Michael Francis Dawson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 7 firms and has passed the Series 63, Series 55, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2011 - November 16, 2012
MERIDIAN EQUITY PARTNERS, INC.
October 14, 2004 - December 4, 2009
MONARCH FINANCIAL CORPORATION OF AMERICA
June 15, 2004 - July 23, 2010
WORLD FIRST FINANCIAL SERVICES, INC.
April 26, 2000 - April 1, 2004
SEAPORT SECURITIES CORP.
November 23, 1990 - October 18, 1999
SEAPORT SECURITIES CORP.
January 1, 1990 - November 19, 1990
WORLD FINANCIAL SERVICES, INC.
April 30, 1987 - October 9, 1989
DANIELS & BELL, INC.
June 22, 1978 - April 5, 1984
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/16/1999
Limited Representative-Equity Trader ExamSeries 8
Date: 12/6/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MERIDIAN EQUITY PARTNERS, INC.
CRD#: 133849 / SEC#: , 8-66784
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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