Dennis D. Olejownik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Daniel Olejownik was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1978. Dennis had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2003 - March 21, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 1, 2000 - December 2, 2004
CONTEMPORARY FINANCIAL PLANNING/INVESTMENT MGMT. INC
July 1, 1997 - March 21, 2023
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 3, 1993 - July 11, 1997
MARINER FINANCIAL SERVICES, INC.
January 15, 1985 - September 21, 1993
INVESTACORP, INC.
August 23, 1982 - January 22, 1985
FIRST PARK EQUITIES, INC.
December 21, 1979 - August 5, 1982
WZW FINANCIAL SERVICES, INC.
October 18, 1978 - December 26, 1979
FSC SECURITIES CORPORATION
June 23, 1978 - November 9, 1978
FIRST AFFILIATED SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 10/16/1978
Registered Principal ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
