Dennis G. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis G R Wilson was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1978. Dennis had worked at 6 firms and has passed the Series 63, Series 5, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 1982 - August 13, 1984
NORTHFIELD INVESTMENTS INC.
September 7, 1982 - December 16, 1982
PHILIPS, APPEL & WALDEN, INC.
August 20, 1981 - August 30, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 1980 - August 11, 1981
E. F. HUTTON & COMPANY INC
August 24, 1979 - March 11, 1980
KIDDER, PEABODY & CO. INCORPORATED
June 22, 1978 - September 3, 1979
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 5
Date: 9/24/1981
Interest Rate Options ExaminationCurrent Firm
NORTHFIELD INVESTMENTS INC.
CRD#: 7621 / SEC#: , 8-22558
Contact information
Documents
Red Flags
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