George R. Peterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Raymond Peterson was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1978. George had worked at 5 firms and has passed the F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1991 - December 3, 2001
COSSE' INTERNATIONAL SECURITIES, INC.
July 14, 1989 - September 6, 1991
NATIONAL SECURITIES CORPORATION
July 5, 1983 - October 19, 1988
MARQUAM CAPITAL CORPORATION
January 12, 1983 - July 18, 1989
ADAMS, HESS, MOORE & CO.
June 19, 1978 - January 18, 1983
ALPEN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
F04
Date: 6/13/1978
Financial Principal ExaminationSeries 40
Date: 6/13/1978
Registered Principal ExaminationCurrent Firm
COSSE' INTERNATIONAL SECURITIES, INC.
CRD#: 6216 / SEC#: , 8-17106
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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