Marshall R. Cassedy
Professional summary
Marshall Royal Cassedy JR is a registered financial advisor currently at MCNALLY FINANCIAL SERVICES CORPORATION located in Tallahasse, Florida.
Marshall is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Marshall has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Marshall Royal Cassedy JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Marshall Royal Cassedy JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2021 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 2012-d North Point Blvd, Tallahasse, FL 32308April 26, 2010 - Present
MCNALLY FINANCIAL SERVICES CORPORATION
Office #1: 2012-d North Point Blvd, Tallahasse, FL 32308March 7, 2007 - April 9, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
February 28, 2007 - April 9, 2010
CAPITOL SECURITIES MANAGEMENT, INC.
July 27, 2005 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
May 31, 2005 - February 28, 2007
UNITED SECURITIES ALLIANCE, INC.
June 8, 1999 - August 29, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
May 14, 1999 - August 29, 2005
WESTERN INTERNATIONAL SECURITIES, INC.
July 22, 1993 - June 3, 1999
D.E. FREY & COMPANY, INC.
May 10, 1993 - June 30, 1993
MERIDIAN, DUNHILL & CO., INC.
September 26, 1978 - March 25, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 22, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/1/2023)
(2/13/2012)
(1/19/2018)
(8/11/2014)
(9/9/2010)
(3/23/2021)
(12/31/2011)
(12/21/2023)
(10/2/2023)
(4/26/2010)
(4/29/2025)
(4/28/2010)
(6/18/2010)
(8/16/2022)
(9/19/2025)
(9/19/2014)
(7/24/2012)
(4/26/2010)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
MCNALLY FINANCIAL SERVICES CORPORATION
CRD#: 121196 / SEC#: , 8-65388
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCNALLY, DAVID DORN | CHIEF EXECUTIVE OFFICER; CHIEF COMPLIANCE OFFICER | 839798 |
Regulatory assets under management
| Total Number of Accounts | 142 |
| AUM (Assets Under Management) | $ 25,149,615 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
