Mary C. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Catherine Hill, who also goes by Mary Catherine Hickerson, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1978. Mary had worked at 5 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 28, 2009 - January 2, 2013
FIRST CLEARING, LLC
October 1, 1999 - March 13, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 28, 1981 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
February 23, 1979 - August 4, 1980
MOSELEY SECURITIES CORPORATION
June 1, 1978 - February 23, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST CLEARING, LLC
CRD#: 17344 / SEC#: , 8-35158
Contact information
Documents
Disclosures
| Regulatory Event | 34 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
