Margaret M. Southworth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret May Southworth, who also goes by Margaret May Wright, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1978. Margaret had worked at 8 firms and has passed the Series 63, Series 7, Series 1, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 6, 2010 - September 8, 2010
SOUTHWORTH & WILSON ADVISORY CORP.
May 18, 2010 - July 12, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
June 5, 1989 - July 12, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 2, 1982 - June 13, 1989
MUTUAL SERVICE CORPORATION
February 4, 1981 - November 2, 1982
MARINER FINANCIAL SERVICES, INC.
March 4, 1980 - February 23, 1981
MUTUAL SERVICE CORPORATION
June 1, 1978 - March 13, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
June 1, 1978 - March 13, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
June 1, 1978 - March 13, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/25/1978
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
