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DW

Deborah J. Weir

Some features on this profile are disabled
CRD#: 853011
DW

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Deborah Jaynes Weir, who also goes by Deborah Norma Jaynes, Deborah Jaynes, Deborah Jaynes Mcconoughey, was a registered financial professional .

Deborah is a previously registered financial professional and started their career in finance in 1978. Deborah had worked at 11 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Deborah Norma Jaynes | Deborah Jaynes | Deborah Jaynes Mcconoughey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 28, 2014 - March 10, 2018

TANGENT CAPITAL PARTNERS, LLC

BD
CRD#: 146999
SHORT HILLS, NJ
Past

April 12, 2010 - January 3, 2013

ASHTON STEWART & CO., INC.

BD
CRD#: 112386
MIAMI, FL
Past

January 6, 2010 - March 22, 2010

SINCLAIR & COMPANY, LLC

BD
CRD#: 133754
DARIEN, CT
Past

July 22, 2009 - December 24, 2009

C3 CAPITAL, LLC

BD
CRD#: 119155
NEW YORK, NY
Past

March 18, 2004 - May 29, 2009

PAS CAPITAL, LLC

BD
CRD#: 41498
STAMFORD, CT
Past

January 8, 1997 - February 5, 2004

AMERICAN EASTERN SECURITIES, INC.

BD
CRD#: 25621
LOS ANGELES, CA
Past

November 15, 1995 - December 31, 1996

D H BRUSH & ASSOCIATES, INC.

BD
CRD#: 3667
CHICAGO, IL
Past

October 2, 1991 - July 7, 1995

REPUBLIC SECURITIES, INC.

BD
CRD#: 15043
Past

November 15, 1990 - August 22, 1991

GABELLI DIRECT INC.

BD
CRD#: 19138
RYE, NY
Past

August 23, 1988 - May 2, 1990

R.C. WILLIAMS CAPITAL & SECURITIES CORP.

BD
CRD#: 19210
Past

June 1, 1978 - August 30, 1985

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/2/1988
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 3/10/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/24/1991
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/20/1988
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 5/19/1978
Registered Representative Examination

Current Firm

TC
TANGENT CAPITAL PARTNERS, LLC
TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999 / SEC#: , 8-67885

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
14 Wyndham Road, Short Hills, NJ 07078
Mailing Address
30 Chatham Road P.o.box 708, Short Hills, NJ 07078
Phone number
(215) 816-2800
Established
Delaware since 11/07/2007
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TANGENT CAPITAL HOLDINGS, LLCSOLE OWNER
FELDMAN, RICHARD MARKFINANCIAL AND OPERATIONS PRINCIPAL2273453
HART, ADRIENNE YOSTCHIEF COMPLIANCE OFFICER1510179

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TANGENT CAPITAL PARTNERS, LLC

CRD#: 146999

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