Dale W. Hadley

THE H GROUP

PORTLAND, OR 97225

Some features on this profile are disabled

CRD#: 853002

Professional summary

Dale William Hadley, CFP® is a registered financial advisor currently at THE H GROUP, INC. located in Portland, Oregon.

Dale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Dale has worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale William Hadley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

June 3, 1992 - Present

THE H GROUP, INC.

Office #1: 3395 Sw Garden View Ave, Portland, OR 97225

RIA

CRD#: 106801

PORTLAND, OR

Past

March 21, 1986 - June 1, 1988

COOPERATIVE FINANCIAL PLANNERS, LTD.

CRD#: 16891

Past

July 11, 1983 - December 31, 2008

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PORTLAND, OR

Past

June 1, 1978 - July 25, 1983

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE H GROUP, INC.

CRD#: 106801 / SEC#: 801-39523

RIA

Registered Investment Advisory firm - (7/18/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/4/2015)

IAR

Oregon
(6/3/1992)

IAR

Washington
(10/19/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1980

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/26/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/14/1981

General Securities Principal Examination

Current Firm

THE H GROUP, INC.

CRD#: 106801 / SEC#: 801-39523

RIA

Registered Investment Advisory firm - (7/18/1991 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3395 Sw Garden View Ave, Portland, OR 97225

Mailing Address

Phone number

(503) 292-5853

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE H GROUP, ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,849
AUM (Assets Under Management)	$ 580,107,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Viengsavanh Bounnam

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Devlin Carothers

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Vancouver, WA

Gregory Bowen

MARINER WEALTH

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dale W. Hadley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dale William Hadley's CRS (Customer Relationship Summary).

Certified licenses

Experience

COOPERATIVE FINANCIAL PLANNERS, LTD.

CETERA WEALTH SERVICES, LLC

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE H GROUP, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/1983

Series 7

Date: 7/19/1980

Series 1

Date: 5/26/1978

Series 24

Date: 9/14/1981

Current Firm

THE H GROUP, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE H GROUP, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors