Dale W. Hadley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dale William Hadley, CFP® was a registered financial professional .
Dale is a previously registered financial professional and started their career in finance in 1978. Dale had worked at 4 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 1992 - May 14, 2026
THE H GROUP, INC.
March 21, 1986 - June 1, 1988
COOPERATIVE FINANCIAL PLANNERS, LTD.
July 11, 1983 - December 31, 2008
CETERA WEALTH SERVICES, LLC
June 1, 1978 - July 25, 1983
SOUTHMARK FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/26/1978
Registered Representative ExaminationCurrent Firm
THE H GROUP, INC.
CRD#: 106801 / SEC#: 801-39523
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,849 |
| AUM (Assets Under Management) | $ 580,107,747 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
