Barry M. Hanses
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Michael Hanses was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1978. Barry had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2005 - January 8, 2007
NATIONAL SECURITIES CORPORATION
November 2, 2000 - March 16, 2005
HOWE BARNES HOEFER & ARNETT, INC.
March 2, 1998 - October 27, 2000
RBC CAPITAL MARKETS, LLC
June 19, 1997 - March 2, 1998
DAIN RAUSCHER INCORPORATED
July 31, 1993 - July 1, 1997
CITIGROUP GLOBAL MARKETS INC.
August 10, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
October 6, 1989 - July 24, 1992
MESIROW INVESTMENT SERVICES, INC.
January 31, 1985 - October 5, 1989
KIDDER, PEABODY & CO. INCORPORATED
May 2, 1984 - January 15, 1985
MORGAN STANLEY & CO. LLC
June 6, 1982 - October 5, 1989
KIDDER, PEABODY & CO. INCORPORATED
January 31, 1980 - May 19, 1982
UBS FINANCIAL SERVICES INC.
June 1, 1978 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
