John F. Gallagher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Gallagher, who also goes by John Francis Gallagher Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 13 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 8, 2017 - June 4, 2025
BUCKMAN, BUCKMAN & REID, INC.
July 30, 2014 - March 14, 2017
AEGIS CAPITAL CORP.
September 27, 2010 - July 31, 2014
DU PASQUIER & CO., INC.
October 30, 2007 - September 29, 2010
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
September 6, 2005 - April 5, 2007
DOMINICK & DICKERMAN LLC
March 29, 2004 - April 1, 2005
SILVER LEAF PARTNERS, LLC
August 1, 2000 - May 20, 2002
INSTINET, LLC
June 21, 2000 - August 1, 2000
REUTERS C CORPORATION
December 13, 1990 - October 12, 1998
MORGAN STANLEY & CO. LLC
February 23, 1990 - November 21, 1990
ALEX. BROWN & SONS INCORPORATED
June 7, 1988 - January 25, 1990
BUTCHER & SINGER INC.
July 21, 1986 - February 12, 1991
LEHMAN BROTHERS INC.
January 11, 1982 - April 8, 1985
MORGAN STANLEY & CO. LLC
June 1, 1978 - November 6, 1981
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
