Louis G. Hagerty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Louis Guy Hagerty, who also goes by Guy Hagerty, was a registered financial professional .
Louis is a previously registered financial professional and started their career in finance in 1978. Louis had worked at 13 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 1991 - April 10, 1996
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
October 18, 1989 - December 5, 1990
WILLIAM & CO. CAPITAL MARKETS LTD.
April 12, 1989 - September 6, 1989
INVESTORS GROUP, LTD.
December 8, 1988 - April 20, 1989
MARSHALL DAVIS, INC.
October 17, 1988 - December 5, 1988
FIRST CHESAPEAKE SECURITIES CORPORATION
September 18, 1987 - June 13, 1988
GRUNTAL & CO., L.L.C.
November 19, 1984 - September 22, 1987
LEHMAN BROTHERS INC.
July 8, 1983 - November 14, 1984
GILFORD SECURITIES INCORPORATED
July 15, 1982 - July 14, 1983
E. F. HUTTON & COMPANY INC
August 31, 1981 - August 5, 1982
J DANIEL BELL & COMPANY, INC.
March 19, 1980 - October 21, 1981
JOHN MUIR & CO.
April 23, 1979 - March 29, 1980
E. F. HUTTON & COMPANY INC
November 30, 1978 - December 23, 1983
PRUDENTIAL EQUITY GROUP, LLC
June 1, 1978 - November 30, 1978
FIRST GEORGETOWN SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
U.S. SECURITIES CORPORATION OF WASHINGTON, DC
CRD#: 25231 / SEC#: , 8-41635
Contact information
Documents
Red Flags
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