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GA

Gary L. Arnold

INVESTMENT NETWORK
Canton, OH 44718
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CRD#: 852859
GA

Professional summary


Gary Lee Arnold, CFP® is a registered financial advisor currently at INVESTMENT NETWORK, INC. located in Canton, Ohio.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Gary has worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 24, Series 14, Series 4, Series 53 and Series 27 exams.

top-8-questions

Question & Answer


What are your service offerings?
Estate Planning
Insurance Planning
Tax Planning
Retirement Income Management
Retirement Planning
Comprehensive Financial Planni...
Investment Planning
Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MR. ARNOLD IS QUALIFIED AS AN ENROLLED AGENT (EA) OF THE IRS, AND IS AUTHORIZED TO REPRESENT CLIENTELE BEFORE THE IRS AND PREPARE TAXES FOR A FEE. MR. ARNOLD'S TAX PRACTICE IS NOT ASSOCIATED WITH INVESTMENT NETWORK, INC. SERVES AS A PROFESSIONAL TAX PREPARER FOR BUCKEYE TAX SERVICE AND RECEIVES FEES FOR TAX PLANNING AND PREPARATION.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Gary Lee Arnold's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD


Click below to view Gary Lee Arnold's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Start date: 2003

Experience


Current

April 17, 2015 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718Office #2: 4639 Whipple Ave Nw, Canton, OH 44718Office #3: 4639 Whipple Ave Nw, Canton, OH 44718Office #4: 732 Smithtown Bypass Suite A50, Smithtown, NY 11787
RIA
BD
CRD#: 127724
Canton, OH
Current

October 1, 2003 - Present

INVESTMENT NETWORK, INC.

Office #1: 4639 Whipple Ave Nw, Canton, OH 44718Office #2: 4639 Whipple Ave Nw, Canton, OH 44718Office #3: 4639 Whipple Ave Nw, Canton, OH 44718Office #4: 732 Smithtown Bypass Suite A50, Smithtown, NY 11787
RIA
BD
CRD#: 127724
Canton, OH
Past

September 18, 2003 - September 17, 2003

INVESTMENT NETWORK, INC.

RIA
CRD#: 127724
WOODBRIDGE, NJ
Past

February 21, 2003 - March 31, 2003

XTENT FINANCIAL GROUP, INC.

RIA
CRD#: 7854
AKRON, OH
Past

November 26, 2002 - March 31, 2003

XTENT FINANCIAL GROUP, INC.

BD
CRD#: 7854
AKRON, OH
Past

February 5, 1999 - August 6, 2001

CHARTER ONE SECURITIES, INC.

BD
CRD#: 13373
CLEVELAND, OH
Past

December 13, 1994 - March 23, 1999

LOCUST STREET SECURITIES, INC.

BD
CRD#: 1703
DES MOINES, IA
Past

September 10, 1990 - December 9, 1994

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

January 7, 1987 - December 31, 1989

VESTAX SECURITIES CORPORATION

BD
CRD#: 10332
HUDSON, OH
Past

December 23, 1985 - January 19, 1987

JOHN HANCOCK DISTRIBUTORS LLC

BD
CRD#: 5249

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arkansas
(2/23/2017)
RR
California
(1/2/2008)
RR
Florida
(7/12/2005)
RR
Georgia
(5/18/2006)
RR
Illinois
(4/22/2014)
RR
Ohio
(10/1/2003)
IAR
Ohio
(4/17/2015)
RR
South Carolina
(2/13/2013)
RR
South Dakota
(3/9/2017)
RR
Texas
(3/9/2015)
RR
Washington
(2/15/2017)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/28/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 10/17/2025
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm


IN
INVESTMENT NETWORK, INC.
INVESTMENT NETWORK, INC.

CRD#: 127724 / SEC#: , 8-66036

Ohio
Registered Investment Advisory firm - SEC (4/17/2015 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
4639 Whipple Ave Nw, Canton, OH 44718
Mailing Address
4639 Whipple Ave Nw, Canton, OH 44718
Phone number
(330) 564-0568
Established
Ohio since 04/24/2003
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
25

FINRA licenses (27 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers


NamePositionCRD#
ARNOLD, GARY LEESHAREHOLDER852859
DYER, JOHN DCFO/FINOPS7506760
WILSON, MICHAELCCO1096660

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INVESTMENT NETWORK, INC.

CRD#: 127724Canton, OH 44718

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Contact information


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