Brian S. Doyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Stephen Doyle was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1978. Brian had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 1987 - February 29, 1988
MCCLURG CAPITAL CORPORATION
June 19, 1987 - October 2, 1987
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
October 20, 1986 - July 14, 1987
QUICK & REILLY, INC.
May 12, 1986 - August 22, 1986
CHARLES SCHWAB & CO., INC.
August 5, 1983 - May 29, 1984
BIRR, WILSON & CO., INC.
May 7, 1982 - August 8, 1983
CALIFORNIA MUNICIPAL INVESTORS, INC.
December 10, 1981 - March 23, 1982
FIRST AFFILIATED SECURITIES, INC.
September 8, 1978 - August 25, 1981
LEHMAN BROTHERS INC.
June 1, 1978 - September 24, 1978
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MCCLURG CAPITAL CORPORATION
CRD#: 16798 / SEC#: , 8-34473
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 117 |
| AUM (Assets Under Management) | $ 83,283,986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
