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Craig A. Campbell
ASHTON THOMAS PRIVATE WEALTH
Midland, TX 79701
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CRD#: 852831
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Professional summary
Craig Alan Campbell, who also goes by Craig Alan Campbell, is a registered financial advisor currently at ASHTON THOMAS PRIVATE WEALTH located in Midland, Texas and ASHTON THOMAS SECURITIES, LLC located in Midland, Texas.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Craig has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Craig Alan Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CAMPBELL FAMILY MGMT LLC,GP;INVEST RELATED; MIDLAND TX; 1/3 OWNER & MEMBER; OVERSEE INVESTMENTS AND POTENTIAL OPORTUNITIES FOR THE 2 FAMILY LIMITED PARTNERSHIPS (CAMPBELL FAMILY OIL & GAS & CAMPBELL FAMILY PROPERTIES); MANAGING FAMILY ASSETS, INVESTMENTS AND ENERGY; START DATE 1/2007; 5 HRS MONTH; 0 DURING TRADING. 2) CAMPBELL FAMILY PROPERTIES LP;INVEST RELATED; MIDLAND TX; 1/3 OWNER & MEMBER; MANAGING FAMILY ASSETS; START DATE 1/2007; 5 HRS MONTH; 0 DURING TRADING. CAMPBELL FAMILY OIL & GAS LP;INVEST RELATED; MIDLAND TX; 1/3 OWNER & MEMBER; MANAGING FAMILY ASSETS; START DATE 1/2007; 5 HRS MONTH; 0 DURING TRADING. 3) MIDLAND MEMORIAL FOUNDATION BOARD OF GOVERNORS, INVT RELATED, MIDLAND TX, INVESTMENT COMMITTEE, START DATE 1/1/2013, LESS THAN 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS TO REVIEW INVESTMENT ACCOUNTS AND INVESTMENT PERFORMANCE AND ALLOCATIONS.; 4) EXECUTOR FOR MOTHER, INV RELATED, MIDLAND, TX, START: 10/24/2019, 10 HRS/MONTH, 10 HRS DURING TRADING.; 5) TRUSTEE FOR SON'S TRUST, INV RELATED, MIDLAND, TX, START: 12/25/2010, 0 HRS/MONTH, 0 HRS DURING TRADING.; 6) TRUSTEE FOR SON'S TRUST, INV RELATED, MIDLAND, TX, START: 1/1/2020, 1 HR/MONTH, 1 HR DURING TRADING. 7) CO-TRUSTEE FOR SISTER'S TRUST, INV RELATED, MIDLAND, TX, START: 10/25/2019, 1 HR/MONTH, 1 HR DURING TRADING.; 8) PCORE EXPLORATION & PRODUCTIONS; NOT INVESTMENT RELATED; GOLDEN,CO; OIL & GAS ROYALTY PAYMENTS; START DATE 03/28/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVES ROYALTY PAYMENTS. 9) THRONE PETROLEUM; NOT INVESTMENT RELATED; GOLDEN,CO; OIL & GAS ROYALTY PAYMENTS; START DATE 03/17/2017; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVES ROYALTY PAYMENTS. 10) TAP ROCK OPERATING; NOT INVESTMENT RELATED; GOLDEN,CO; OIL & GAS ROYALTY PAYMENTS; START DATE 10/01/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVES ROYALTY PAYMENTS. 11) PRIMEXX OPERATING CORP; NOT INVESTMENT RELATED; DALLAS,TX; OIL & GAS ROYALTY PAYMENTS; START DATE 03/22/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; RECEIVES ROYALTY PAYMENTS. 12) CAMPBELL ANNUITY TRUST; INVESTMENT RELATED; 330 TRINITY MEADOWS DRIVE, MIDLAND, TX; ANNUITY TRUST; INVESETMENT ADVISOR; START DATE - 12/25/2010; HOURS PER MONTH DURING TRADING HOURS - 5. 13) CUTBOW OPERATING; INVESTMENT RELATED; 3207 BLUEBIRD LANE, MIDLAND, TX; OIL AND GAS INVESTMENT; INVESTOR; START DATE - 12/01/2022; HOURS PER MONTH DURING TRADING HOURS - 0; 14) PERMIAN DEEP ROCK; INVESTMENT RELATED; MIDLAND, TX; OIL AND GAS INVESTMENT; INVESTOR; START DATE - 1/01/2019; HOURS DURING TRADING HOURS -0.
CRS (Client Relationship Summary) - RIA
Click below to view Craig Alan Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2024 - Present
ASHTON THOMAS PRIVATE WEALTH
Office #1: 415 West Wall Street Suite 2200, Midland, TX 79701RIA
CRD#: 153902
Midland, TX
Current
September 6, 2024 - Present
ASHTON THOMAS SECURITIES, LLC
Office #1: 415 W Wall Street Suite 2120, Midland, TX 79701RIA
BD
CRD#: 16629
Midland, TX
Past
October 1, 2010 - June 7, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
MIDLAND, TX
Past
October 1, 2010 - June 7, 2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
MIDLAND, TX
Past
September 2, 1987 - October 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIDLAND, TX
Past
September 2, 1987 - October 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIDLAND, TX
Past
May 17, 1984 - September 16, 1987
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
June 17, 1981 - May 29, 1984
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
September 26, 1978 - August 4, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
June 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BD
CRD#: 572
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
Registered Investment Advisory firm - (6/15/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(9/6/2024)
RR
California(9/6/2024)
RR
Colorado(9/6/2024)
RR
Florida(9/6/2024)
RR
Maryland(9/6/2024)
RR
Michigan(9/6/2024)
RR
Nevada(9/6/2024)
RR
Tennessee(9/6/2024)
IAR
Texas(5/28/2024)
RR
Texas(9/6/2024)
RR
Utah(9/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 10/6/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 9/22/1998
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
AT
ASHTON THOMAS PRIVATE WEALTH
AMPLIFY PLATFORM | SECOND 50 FINANCIAL | NORTE ADVISORS, LLC | MILL STREET FINANCIAL | JAY R. PENNEY, LLC | GENTRY WEALTH MANAGEMENT | GENTRY ASSET ADVISORY LLC | FORGE PRIVATE WEALTH | CAMPBELL PRIVATE WEALTH MANAGEMENT | ASHTON THOMAS PRIVATE WEALTH, LLC | ASHTON THOMAS PRIVATE WEALTH | ASHTON THOMAS
CRD#: 153902 / SEC#: 801-71512
RIA
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Contact information
Main Address
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260
Mailing Address
Phone number
(602) 732-4745
Established
Firm type
Fiscal year end
# of Employees
114
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,733 |
| AUM (Assets Under Management) | $ 4,051,333,740 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ASHTON THOMAS PRIVATE WEALTH
CRD#: 153902Midland, TX 79701TRUST BUT VERIFY
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Contact information
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