Robert L. Hazelwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Landon Hazelwood, who also goes by Bob Landon Hazelwood, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1978. Robert had worked at 8 firms and has passed the Series 63, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2006 - January 22, 2010
TD AMERITRADE, INC.
May 14, 1988 - December 24, 1992
LEHMAN BROTHERS INC.
July 7, 1981 - July 24, 1984
MORGAN STANLEY DW INC.
November 26, 1980 - August 5, 1981
CHARLES SCHWAB & CO., INC.
April 14, 1980 - May 14, 1988
E. F. HUTTON & COMPANY INC
August 22, 1979 - March 22, 1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
September 26, 1978 - September 11, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/11/1982
Interest Rate Options ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 83 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
