Lawrence N. Durso
Professional summary
Lawrence Nm Durso, who also goes by Lawrence Durso, is a registered financial advisor currently at SHOREHAVEN WEALTH PARTNERS, LLC located in Red Bank, New Jersey.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Lawrence has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 5, Series 3, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Nm Durso's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2020 - Present
SHOREHAVEN WEALTH PARTNERS, LLC
Office #1: 188 East Bergen Place Suite 202, Red Bank, NJ 07701July 17, 2020 - August 2, 2023
PURSHE KAPLAN STERLING INVESTMENTS
September 22, 2011 - July 23, 2020
MORGAN STANLEY
September 22, 2011 - July 23, 2020
MORGAN STANLEY
July 1, 2003 - September 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - September 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
February 20, 1997 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 16, 1984 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1978 - May 24, 1984
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
SHOREHAVEN WEALTH PARTNERS, LLC
CRD#: 308026 / SEC#: 801-119024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/23/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 5
Date: 12/11/1998
Interest Rate Options ExaminationSeries 8
Date: 6/20/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SHOREHAVEN WEALTH PARTNERS, LLC
CRD#: 308026 / SEC#: 801-119024
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,262 |
| AUM (Assets Under Management) | $ 445,317,918 |
Red Flags
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