John B. Morgan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bruce Morgan was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2014 - June 18, 2018
VALMARK SECURITIES, INC.
December 10, 2007 - December 31, 2012
AMERICAN HERITAGE SECURITIES, INC.
October 6, 1999 - December 14, 2005
CHAMPAIGN INVESTMENT COMPANY
April 14, 1998 - December 14, 2005
CHAMPAIGN INVESTMENT COMPANY
April 6, 1998 - April 22, 1998
APEX CLEARING CORPORATION
February 1, 1994 - April 2, 1998
FIRSTMERIT SECURITIES, INC.
August 18, 1986 - July 24, 1992
AT INVESTMENT SERVICES CORP.
September 7, 1984 - November 7, 1984
FIDELITY DISTRIBUTORS CORPORATION
June 1, 1978 - July 29, 1982
BUTLER, WICK & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VALMARK SECURITIES, INC.
CRD#: 31243 / SEC#: , 8-45463
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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