Donna Pulini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donna Pulini, who also goes by Donna A Pulini, Donna Ann Pulini, was a registered financial professional .
Donna is a previously registered financial professional and started their career in finance in 1996. Donna had worked at 4 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2010 - June 9, 2014
ABERDEEN FUND DISTRIBUTORS, LLC
October 4, 2007 - October 14, 2008
GLOBAL SECURITIES (USA), INC.
September 17, 2002 - April 11, 2006
CHARLES SCHWAB & CO., INC.
October 4, 2000 - October 9, 2001
TAFFERER TRADING, LLC
August 12, 1996 - November 28, 1998
GLOBAL SECURITIES (USA), INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABERDEEN FUND DISTRIBUTORS, LLC
CRD#: 146230 / SEC#: , 8-67799
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
