William L. Atkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Laird Atkinson was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1967. William had worked at 17 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 1996 - August 3, 2001
AMERICAN PACIFIC SECURITIES, INC.
January 4, 1996 - February 29, 1996
GLOBAL STRATEGIES GROUP, INC.
January 17, 1995 - November 10, 1995
J. A. OVERTON & CO., INC.
July 6, 1992 - July 13, 1993
BURNETT, GREY & CO., INC.
April 2, 1992 - April 27, 1992
PAULSON INVESTMENT COMPANY LLC
June 11, 1990 - February 12, 1991
SENTRA SECURITIES CORPORATION
March 1, 1989 - December 19, 1989
SPELMAN & CO., INC.
April 19, 1988 - December 1, 1988
INDEPENDENT INVESTMENT BROKERS OF AMERICA
March 18, 1988 - April 5, 1988
VALUE EQUITIES CORPORATION
June 22, 1983 - December 11, 1987
FIRST AFFILIATED SECURITIES, INC.
January 31, 1983 - August 31, 1983
REGIONAL FINANCIAL SERVICES, INC.
February 2, 1979 - August 2, 1982
FIRST AFFILIATED SECURITIES, INC.
November 7, 1977 - October 1, 1982
BALOGH SECURITIES, INC.
November 17, 1976 - July 15, 1977
SHEARSON HAYDEN STONE INC.
September 5, 1975 - November 17, 1976
SHEARSON HAYDEN STONE INC.
April 1, 1975 - September 4, 1975
LOEB RHOADES & CO
June 11, 1974 - April 12, 1975
REYNOLDS SECURITIES, INC.
July 10, 1967 - February 9, 1974
CHAPLIN MCGUINESS & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/27/1962
Registered Representative ExaminationSeries 00
Date: 6/27/1967
General Securities Principal ExaminationCurrent Firm
AMERICAN PACIFIC SECURITIES, INC.
CRD#: 2532 / SEC#: , 8-4763
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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