Anita C. Cordill
Professional summary
Anita Carol Cordill was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Anita is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Anita had worked at 9 firms, which includes WELLS FARGO INVESTMENTS LLC, WELLS FARGO BROKERAGE SERVICES L.L.C., WELLS FARGO SECURITIES INC., FIRST INTERSTATE INVESTMENTSINC., J.P. MORGAN SECURITIES OF TEXAS INC., TEXAS COMMERCE EQUITIES INC., MORGAN STANLEY DW INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED, INSTITUTIONAL EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2001 - May 31, 2001
WELLS FARGO INVESTMENTS, LLC
February 25, 1999 - September 18, 2007
WELLS FARGO BROKERAGE SERVICES, L.L.C.
August 19, 1996 - May 2, 2001
WELLS FARGO SECURITIES INC.
December 7, 1995 - August 19, 1996
FIRST INTERSTATE INVESTMENTS,INC.
June 8, 1993 - March 27, 1995
J.P. MORGAN SECURITIES OF TEXAS, INC.
September 22, 1987 - June 8, 1993
TEXAS COMMERCE EQUITIES, INC.
July 6, 1981 - June 1, 1984
MORGAN STANLEY DW INC.
March 8, 1979 - August 4, 1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 30, 1978 - February 2, 1979
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLS FARGO INVESTMENTS, LLC
CRD#: 10582 / SEC#: , 8-38588
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
| Regulatory Event | 53 |
| Arbitration | 33 |
Red Flags
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