Stanley N. Crooms
Professional summary
Stanley Neil Crooms was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Stanley is a previously registered financial professional and started their career in finance in 1985. Prior to being barred, Stanley had worked at 5 firms, which includes STERLING ENTERPRISES GROUP INC., BRAUER & ASSOCIATES INC., AEGON USA SECURITIES INC., CERTIFIED INVESTMENTS CORPORATION, CERTIFIED CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 1998 - June 15, 2011
STERLING ENTERPRISES GROUP, INC.
December 22, 1997 - August 21, 1998
BRAUER & ASSOCIATES, INC.
May 31, 1995 - October 14, 1997
AEGON USA SECURITIES INC.
July 21, 1987 - October 13, 1994
CERTIFIED INVESTMENTS CORPORATION
July 24, 1985 - October 15, 1987
CERTIFIED CAPITAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
STERLING ENTERPRISES GROUP, INC.
CRD#: 44915 / SEC#: , 8-50876
Contact information
Documents
Disclosures
| Arbitration | 2 |
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