Jack L. Martin

DUNCAN FINANCIAL PLANNING ADVISORS

RICHARDSON, TX 75082

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CRD#: 852465

Professional summary

Jack Lee Martin is a registered financial advisor currently at DUNCAN FINANCIAL PLANNING ADVISORS located in Richardson, Texas.

Jack is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1978. Jack has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-ELITE ADVISOR GROUP LLC, 4133 GLENBROOK, RICHARDSON, TX, 1/2004 AS FOUNDER. LLC PROVIDES MARKETING CONSULTING FOR BUSINESSES. NIR - 40 HR/WK - 20/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Lee Martin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2020 - Present

DUNCAN FINANCIAL PLANNING ADVISORS

Office #1: 4133 Glenbrook Road, Richardson, TX 75082

RIA

CRD#: 309454

RICHARDSON, TX

Past

January 19, 2016 - November 22, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Plano, TX

Past

January 19, 2016 - November 22, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Richardson, TX

Past

January 8, 2007 - December 31, 2008

DESIGNED PLANNING CONSULTANTS, INC

RIA

CRD#: 113890

RICHARDSON, TX

Past

June 19, 2003 - December 31, 2006

DESIGNED PLANNING CONSULTANTS, INC

RIA

CRD#: 113890

DALLAS, TX

Past

November 19, 1989 - January 21, 2016

OSAIC WEALTH, INC.

RIA

CRD#: 23131

PLANO, TX

Past

November 19, 1989 - January 21, 2016

OSAIC WEALTH, INC.

CRD#: 23131

PLANO, TX

Past

December 24, 1987 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

January 20, 1986 - December 24, 1987

FINANCIAL PLANNERS EQUITY CORPORATION

CRD#: 7420

Past

September 1, 1982 - January 23, 1986

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CRD#: 5774

Past

December 3, 1981 - May 20, 1982

CITISTREET EQUITIES LLC

CRD#: 7447

Past

May 23, 1978 - October 20, 1981

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DUNCAN FINANCIAL PLANNING ADVISORS

DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL PLANNING ADVISORS

CRD#: 309454 / SEC#: 801-119284

RIA

Registered Investment Advisory firm - (10/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/15/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/20/1985

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 5/15/1978

Registered Representative Examination

Principal/Supervisory Exam

Series 51

Date: 5/12/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 12/18/1985

General Securities Principal Examination

Current Firm

DUNCAN FINANCIAL PLANNING ADVISORS

DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL PLANNING ADVISORS

CRD#: 309454 / SEC#: 801-119284

RIA

Registered Investment Advisory firm - (10/27/2020 Approved)

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Contact information

Main Address

311 Main St., Irwin, PA 15642

Mailing Address

Phone number

(724) 863-3420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DFPA ADV PART 2A DISCLOSURE BROCHURE (3/26/2025)

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jack L. Martin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jack Lee Martin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

DESIGNED PLANNING CONSULTANTS, INC

DESIGNED PLANNING CONSULTANTS, INC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

FINANCIAL PLANNERS EQUITY CORPORATION

ANCHOR NATIONAL FINANCIAL SERVICES, INC.

CITISTREET EQUITIES LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

Primary Firm SEC Registration

DUNCAN FINANCIAL PLANNING ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/1999

Series 63

Date: 11/15/1982

SIE

Date: 10/1/2018

Series 7

Date: 7/20/1985

Series 1

Date: 5/15/1978

Series 51

Date: 5/12/2003

Series 24

Date: 12/18/1985

Current Firm

DUNCAN FINANCIAL PLANNING ADVISORS

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

DUNCAN FINANCIAL PLANNING ADVISORS

TRUST BUT VERIFY

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