RL

Robert J. Lindner

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CRD#: 852145
RL

Professional summary


Robert Joseph Lindner was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Robert is a previously registered financial professional and started their career in finance in 1978. Prior to being barred, Robert had worked at 7 firms, which includes PRIVATE WEALTH ADVISORY GROUP INC., RESOURCE HORIZONS GROUP LLC, LINDNER CAPITAL ADVISORS INC., LINDNER CAPITAL MANAGEMENT INC., 1717 CAPITAL MANAGEMENT COMPANY, OSAIC FS INC., THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 22, 2015 - December 31, 2019

PRIVATE WEALTH ADVISORY GROUP, INC.

RIA
CRD#: 173842
MARIETTA, GA
Past

December 18, 2008 - December 31, 2009

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
MARIETTA, GA
Past

October 28, 2005 - December 31, 2006

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
MARIETTA, GA
Past

November 1, 2002 - December 31, 2020

LINDNER CAPITAL ADVISORS, INC.

RIA
CRD#: 108584
Atlanta, GA
Past

January 24, 1997 - February 23, 2005

LINDNER CAPITAL MANAGEMENT, INC.

BD
CRD#: 42096
MARIETTA, GA
Past

June 1, 1988 - December 31, 1996

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

May 12, 1983 - May 23, 1988

OSAIC FS, INC.

BD
CRD#: 3870
Past

May 11, 1978 - May 11, 1983

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

BD
CRD#: 647

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 5/8/1978
Registered Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 6/7/1996
Introducing Broker/Dealer Financial Operations Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


PW
PRIVATE WEALTH ADVISORY GROUP, INC.
PRIVATE WEALTH ADVISORY GROUP, INC.

CRD#: 173842 / SEC#:

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Contact information


Main Address
600 Village Trace Building 23, Suite 250, Marietta, GA 30067
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


PRIVATE WEALTH ADVISORY GROUP, INC.

CRD#: 173842

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