Marcelino Alicea
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marcelino Alicea JR, who also goes by Marty Alicea, was a registered financial professional .
Marcelino is a previously registered financial professional and started their career in finance in 1978. Marcelino had worked at 3 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2005 - November 26, 2008
PLANATLANTA FINANCIAL, INC.
November 15, 2005 - February 23, 2021
CETERA ADVISORS LLC
August 31, 2005 - February 23, 2021
CETERA ADVISORS LLC
March 2, 2004 - December 31, 2004
PLANATLANTA FINANCIAL, INC.
May 11, 1978 - September 1, 2005
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 5/8/1978
Registered Representative ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
