John J. Bowen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Jacob Bowen, who also goes by John Jacob Bowen Jr, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2012 - September 19, 2018
FINANCIAL ADVISOR SELECT LLC
August 19, 2003 - December 31, 2004
NRP FINANCIAL, INC.
December 3, 1998 - August 29, 2001
LORING WARD SECURITIES INC.
September 29, 1993 - January 1, 1999
REINHARDT WERBA BOWEN SECURITIES, INC.
April 11, 1992 - May 26, 1993
OSAIC WEALTH, INC.
November 19, 1989 - July 30, 1991
OSAIC WEALTH, INC.
April 4, 1988 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 22, 1979 - October 28, 1979
THE O.N. EQUITY SALES COMPANY
May 3, 1978 - March 31, 1988
SOUTHMARK FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1978
Registered Representative ExaminationCurrent Firm
FINANCIAL ADVISOR SELECT LLC
CRD#: 164738 / SEC#: 801-77538
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
