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JB

John Jacob Bowen

CRD# 851940·Registered 1978 - 2018
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John Jacob Bowen, who also goes by John Jacob Bowen Jr, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1978 - 2018. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 1 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

John Jacob Bowen Jr

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

48 years registered in the securities industry

Current & Past Employments

Past

FINANCIAL ADVISOR SELECT LLCPast·CRD# 164738
RIA
San Martin, CA
October 31, 2012 - September 19, 2018
NRP FINANCIAL, INC.Past·CRD# 103717
BD
Bryan, OH
August 19, 2003 - December 31, 2004
LORING WARD SECURITIES INC.Past·CRD# 46337
BD
San Jose, CA
December 3, 1998 - August 29, 2001
REINHARDT WERBA BOWEN SECURITIES, INC.Past·CRD# 34202
BD
San Jose, CA
September 29, 1993 - January 1, 1999
OSAIC WEALTH, INC.Past·CRD# 23131
BD
Scottsdale, AZ
April 11, 1992 - May 26, 1993
OSAIC WEALTH, INC.Past·CRD# 23131
BD
Scottsdale, AZ
November 19, 1989 - July 30, 1991
INTEGRATED RESOURCES EQUITY CORPORATIONPast·CRD# 6403
BD
April 4, 1988 - November 19, 1989
SOUTHMARK FINANCIAL SERVICES, INC.Past·CRD# 6518
BD
May 3, 1978 - March 31, 1988
THE O.N. EQUITY SALES COMPANYPast·CRD# 2936
BD
February 22, 1979 - October 28, 1979

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Current Firm

FA
FINANCIAL ADVISOR SELECT LLC

FINANCIAL ADVISOR SELECT LLC | FINANCIAL ADVISORS SELECT LLC

CRD#: 164738 / SEC#: 801-77538

Contact Information

Main Address

San Martin, CA

Documents

Latest Form ADV

Part 2 Brochures

FINANCIAL ADVISOR SELECT (3/20/2018)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1980About the Series 7 exam

Series 1 — Registered Representative Examination

Passed Apr 1978

Series 24 — General Securities Principal Examination

Passed Dec 1980About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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