Thomas J. Crisman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Jon Crisman, who also goes by Tom Crisman, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1978. Thomas had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - September 21, 2018
FBA WEALTH MANAGEMENT, LLC
November 14, 2012 - September 17, 2018
ADVANCED PLANNING CONCEPTS, LLC
May 15, 2008 - May 31, 2012
MADISON AVENUE SECURITIES, LLC
October 12, 1982 - March 20, 2008
HORNOR, TOWNSEND & KENT, LLC
May 3, 1978 - July 16, 1978
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/28/1978
Registered Representative ExaminationCurrent Firm
FBA WEALTH MANAGEMENT, LLC
CRD#: 146390 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 25,008,714 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
